Raif Cabbabe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raif Cabbabe ( ), a licensed former licensee with CE reference ATE586. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2010-09-06 | 2012-01-31 |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-06 | 2012-01-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-22 | 2009-11-18 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-22 | 2009-11-18 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-22 | 2009-11-18 |