Karim Kabbabe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karim Kabbabe ( ), a licensed former licensee with CE reference ACQ851. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2010-10-29 | 2013-07-10 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-10-29 | 2013-07-10 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-13 | 2010-10-26 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-13 | 2010-10-26 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-06-13 | 2010-10-26 |