Betty Siu Ping Wong

黃小萍
CE No. ACP677 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Betty Siu Ping Wong (黃小萍), a licensed Responsible Officer with CE reference ACP677. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
KGI Asia Limited
凱基證券亞洲有限公司
RO Type 1 — Dealing in securities 2017-10-03 present
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
RO Type 2 — Dealing in futures contracts 2004-11-01 present
KGI Asia Limited
凱基證券亞洲有限公司
RO Type 1 — Dealing in securities 2004-11-01 2017-10-02
KGI Securities (Hong Kong) Limited
凱基證券(香港)有限公司
RO Type 1 — Dealing in securities 2004-11-01 2017-10-02
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 — Dealing in securities 2003-08-01 2004-11-01
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2003-08-01 2004-11-01

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