David John Bouckley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David John Bouckley ( ), a licensed former licensee with CE reference APS897. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2013-11-26 | 2015-12-31 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2013-10-08 | 2015-12-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-31 | 2013-06-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-31 | 2013-06-01 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-12 | 2009-04-01 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-08 | 2009-01-13 |