Swiss-Asia Asset Management (HK) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Swiss-Asia Asset Management (HK) Limited, a Hong Kong-based licensed corporation with CE reference AUR150. Current licensed staff on file: 0 (total recorded over time: 41). Earliest licence on file: 2010-06-02.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2010-06-02 | 2024-12-31 |
| Type 9 — Asset management | 2010-06-02 | 2024-12-31 |
Licensed staff (all-time) (41)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Steve Knabl | RO 4, 9 | 2010-06 | 2024-09 |
| Riccardo Lehmann | RO 4, 9 | 2015-08 | 2019-08 |
| Olivier Pascal Mivelaz | RO 4, 9 | 2012-11 | 2013-05 |
| Yannick Alfred Eric Mivelaz | RO 4, 9 Rep 4, 9 | 2017-04 | 2024-12 |
| Nicolas Emile Jean-Pierre Pulinx | RO 4, 9 Rep 4, 9 | 2011-05 | 2023-01 |
| Stephan Jacques Rene Repkow | RO 4, 9 | 2010-06 | 2011-01 |
| Joern-Reto Akira Vosswinkel | RO 4, 9 | 2013-07 | 2016-09 |
| Pying-Huan Wang 王冰涵 | RO 4, 9 | 2011-03 | 2012-11 |
| Ken Arimitsu | Rep 9 | 2018-10 | 2019-05 |
| David John Bouckley | Rep 4, 9 | 2013-10 | 2015-12 |
| Deirdre Chan 陳敏儀 | Rep 4, 9 | 2011-04 | 2018-11 |
| Eunice Wai See Cheng 鄭慧詩 | Rep 9 | 2017-12 | 2020-08 |
| Sean Herbert Debow 狄寶生 | Rep 4, 9 | 2017-02 | 2019-11 |
| Daniel Kenneth Fung 馮裕志 | Rep 4, 9 | 2013-04 | 2014-11 |
| Carolyn Ann Gary | Rep 4, 9 | 2014-10 | 2014-11 |
| Lucy Gazmararian | Rep 4, 9 | 2017-05 | 2017-08 |
| Julien Jacques Guerrand | Rep 9 | 2016-05 | 2017-06 |
| Anson Haokun Guo 郭洪瑋 | Rep 9 | 2017-04 | 2022-09 |
| Yu Hirokawa | Rep 9 | 2018-10 | 2020-09 |
| Ruhong Huang 黃如洪 | Rep 9 | 2016-05 | 2016-11 |
| Kennie Atle Johansen | Rep 9 | 2017-12 | 2020-08 |
| Daniel Burke Kerrigan | Rep 4, 9 | 2020-09 | 2021-11 |
| Jae Hyung (SFC:AZL102) Kim 金在亨 | Rep 4, 9 | 2017-01 | 2018-08 |
| Taehong Kim | Rep 9 | 2017-12 | 2020-08 |
| Emily Yuen Yee Lam 林苑怡 | Rep 4, 9 | 2015-03 | 2017-09 |
| Julien Georges Louis Moisson | Rep 9 | 2015-10 | 2017-06 |
| Neil Adam Nastanski | Rep 4, 9 | 2020-01 | 2022-01 |
| Charlie Yveline Jeanne Ong | Rep 4, 9 | 2019-02 | 2019-11 |
| Tai Yin Pang 彭大然 | Rep 4, 9 | 2014-02 | 2014-11 |
| Dominique Andre Robert | Rep 4, 9 | 2016-04 | 2016-10 |
| Tom Lennart Gerhard Sigerhall | Rep 4, 9 | 2017-04 | 2024-07 |
| Chik Lim Jerry Sze 施積鐮 | Rep 4, 9 | 2014-02 | 2014-11 |
| Naoki Takeuchi | Rep 4, 9 | 2019-03 | 2023-04 |
| Swee Beng Toh | Rep 4, 9 | 2016-07 | 2022-10 |
| Howard Tsung | Rep 9 | 2019-03 | 2019-05 |
| Koki Ueda | Rep 9 | 2018-10 | 2020-03 |
| Daniel Royden Thomas Vovil | Rep 4, 9 | 2015-04 | 2016-08 |
| Alexander David James Walker | Rep 4, 9 | 2014-10 | 2016-08 |
| Carrie Chiu Ying Yu 余昭瑩 | Rep 4, 9 | 2020-01 | 2022-01 |
| Cheng (SFC:BGP737) Zeng 曾騁 | Rep 4, 9 | 2017-01 | 2019-11 |
| Yiping Zhuang 庄一平 | Rep 4, 9 | 2016-02 | 2017-05 |
Showing 1–41 of 41