Steve Knabl
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steve Knabl ( ), a licensed former licensee with CE reference AUR155. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Swiss-Asia Asset Management (HK) Limited | RO | Type 4 — Advising on securities | 2010-06-02 | 2024-09-01 |
| Swiss-Asia Asset Management (HK) Limited | RO | Type 9 — Asset management | 2010-06-02 | 2024-09-01 |