Charlie Yveline Jeanne Ong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlie Yveline Jeanne Ong, a licensed Responsible Officer with CE reference BLG082. Currently licensed at 1 firm(s): Augventive Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Augventive Limited |
RO | Type 4 — Advising on securities | 2023-09-04 | present |
| Augventive Limited |
RO | Type 9 — Asset management | 2023-09-04 | present |
| AOP Capital Limited | Rep | Type 4 — Advising on securities | 2020-07-03 | 2023-08-31 |
| AOP Capital Limited | Rep | Type 9 — Asset management | 2020-05-21 | 2023-08-31 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2019-02-13 | 2019-11-02 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2019-02-13 | 2019-11-02 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2017-10-18 | 2018-07-12 |