Neil Adam Nastanski
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Adam Nastanski ( ), a licensed former licensee with CE reference BCY576. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aureum Infinity Capital Limited 滶盈資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-03 | 2023-05-18 |
| Aureum Infinity Capital Limited 滶盈資本有限公司 |
Rep | Type 9 — Asset management | 2022-05-03 | 2023-05-18 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2021-07-09 | 2022-01-31 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2021-07-09 | 2022-01-31 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2020-01-14 | 2021-01-07 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2020-01-14 | 2021-01-07 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-25 | 2016-05-26 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-02-25 | 2016-05-26 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-25 | 2016-02-25 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-25 | 2016-02-25 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-25 | 2016-04-19 |