Nicolas Emile Jean-Pierre Pulinx
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicolas Emile Jean-Pierre Pulinx ( ), a licensed former licensee with CE reference AEO947. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SystematicEdge Limited |
Rep | Type 4 — Advising on securities | 2023-12-22 | 2024-09-26 |
| SystematicEdge Limited |
Rep | Type 9 — Asset management | 2023-12-22 | 2024-09-26 |
| Swiss-Asia Asset Management (HK) Limited | RO | Type 4 — Advising on securities | 2020-01-15 | 2023-01-25 |
| Swiss-Asia Asset Management (HK) Limited | RO | Type 9 — Asset management | 2020-01-15 | 2023-01-25 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2011-05-13 | 2020-01-15 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2011-05-13 | 2020-01-15 |
| Mason LaRoche (HK) Limited |
RO | Type 4 — Advising on securities | present | 2011-04-07 |