Mason LaRoche (HK) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mason LaRoche (HK) Limited ( ), a Hong Kong-based licensed corporation with CE reference AGW218. Current licensed staff on file: 0 (total recorded over time: 9).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2012-03-19 |
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Deirdre Chan 陳敏儀 | RO 4 Rep 4 | 2006-10 | 2011-04 |
| Stuart Grietens Mason | RO 4 | Pre-2003 | 2011-08 |
| Nicolas Emile Jean-Pierre Pulinx | RO 4 | Pre-2003 | 2011-04 |
| Kevin Chin Wai Cheung 張展維 | Rep 4 | 2010-05 | 2010-11 |
| Terence Hart | Rep 4 | 2004-05 | 2008-11 |
| Sheung Chi Howard Ho 何尚智 | Rep 4 | Pre-2003 | 2003-05 |
| Venus Albana Martin | Rep 4 | 2007-09 | 2009-09 |
| Neil Laurence Thomas | Rep 4 | 2005-03 | 2006-02 |
| Jessie Mei Chun Yung 翁美春 | Rep 4 | 2005-10 | 2007-05 |
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