Neil Laurence Thomas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Laurence Thomas, a licensed Representative with CE reference ALS139. Currently licensed at 1 firm(s): Wealth Management Group Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Management Group Limited | Rep | Type 9 — Asset management | 2007-03-08 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-15 | 2006-08-01 |
| Mason LaRoche (HK) Limited |
Rep | Type 4 — Advising on securities | 2005-03-30 | 2006-02-14 |