Emily Yuen Yee Lam
林苑怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emily Yuen Yee Lam (林苑怡), a licensed former licensee with CE reference BAE332. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2015-03-17 | 2017-09-27 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2015-03-17 | 2017-09-27 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2012-09-12 | 2013-05-09 |