Carolyn Ann Gary
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolyn Ann Gary ( ), a licensed former licensee with CE reference AAV200. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Odyssey Asset Management Limited | RO | Type 9 — Asset management | 2022-03-10 | 2022-09-10 |
| Odyssey Asset Management Limited | Rep | Type 4 — Advising on securities | 2020-09-25 | 2022-09-30 |
| Odyssey Asset Management Limited | Rep | Type 9 — Asset management | 2020-09-25 | 2022-03-10 |
| International Commerce Corporation | Rep | Type 4 — Advising on securities | 2014-11-21 | 2017-08-15 |
| International Commerce Corporation | Rep | Type 9 — Asset management | 2014-11-21 | 2017-08-15 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2014-10-22 | 2014-11-14 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2014-10-22 | 2014-11-14 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2014-07-23 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-18 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 9 — Asset management | present | 2014-07-23 |