International Commerce Corporation

CE No. ACA028 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for International Commerce Corporation, a Hong Kong-based licensed corporation with CE reference ACA028. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 6 (total recorded over time: 25). Earliest licence on file: 2006-02-13.

More firms doing Advising on securities →More firms doing Asset management →

Licence history

Activity	From	To
Type 4 — Advising on securities	present	present
Type 9 — Asset management	2006-02-13	present
Type 6 — Advising on corporate finance	present	2005-06-20

Licensed staff (all-time) (25)
Active on date

4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Howard Clark-Burton	RO 4, 9	2015-03	2017-05
Michael Reginald Dean	RO 4, 9 Rep 4, 6	2004-05	2016-06
Kwong Sum Ip 葉廣森	RO 4, 6 Rep 4, 6	2003-08	2005-09
Deni Lo 盧德倪	RO 4, 9 Rep 4, 9	2020-01	2023-01
Manbir Singh	RO 4, 9 Rep 4, 9	2009-04	Present
Michael John Alan Spivey	RO 4, 6, 9	Pre-2003	Present
Yan Ching 程昕	Rep 4, 9	2026-03	Present
David Stuart Crossan	Rep 4	2011-12	2012-07
Nicholas John Donaldson	Rep 4, 9	2020-01	2024-01
John Douma	Rep 4, 9	2009-04	2020-03
Charles Frederick Dunford	Rep 4	2016-08	2017-12
Carolyn Ann Gary	Rep 4, 9	2014-11	2017-08
Kar Ming Ho 何嘉明	Rep 4, 9	2011-04	2012-03
Annie Wai Ling Houlihan 孫慧玲	Rep 4	2005-05	2005-08
Michael Edward Houlihan	Rep 4, 6	Pre-2003	2005-08
Kwong Yu Hui 許廣宇	Rep 4, 9	2011-02	2011-08
David Hunter	Rep 4, 9	2014-10	2016-01
Koichi Imoto 井本幸一	Rep 4	2006-07	2007-07
Ian Forbes Marsh	Rep 4, 9	2016-01	2017-05
Wai Ching Ng 吳慧貞	Rep 4, 9	2026-04	Present
James Lee Ramsey	Rep 4, 9	2018-04	2018-05
Ronald Max Machiel Roest	Rep 4, 9	2003-10	2011-10
Hiu Man So 蘇曉雯	Rep 4, 9	2026-03	Present
Edward Wing Cheung Szeto 司徒永長	Rep 4	2026-03	Present
Yuri Yoshida	Rep 4, 6	Pre-2003	2013-10