Deni Lo
盧德倪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Deni Lo (盧德倪), a licensed former licensee with CE reference BPG003. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| International Commerce Corporation | RO | Type 4 — Advising on securities | 2021-12-07 | 2023-01-31 |
| International Commerce Corporation | RO | Type 9 — Asset management | 2021-12-07 | 2023-01-31 |
| International Commerce Corporation | Rep | Type 4 — Advising on securities | 2020-01-07 | 2021-12-07 |
| International Commerce Corporation | Rep | Type 9 — Asset management | 2020-01-07 | 2021-12-07 |