Kar Ming Ho
何嘉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kar Ming Ho (何嘉明), a licensed former licensee with CE reference AFU408. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Infinity Asset Management Limited 天恒資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-27 | 2022-05-16 |
| Infinity Asset Management Limited 天恒資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-10-27 | 2022-05-16 |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-06-09 | 2014-08-29 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-21 | 2014-05-31 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 9 — Asset management | 2013-10-21 | 2014-05-31 |
| International Commerce Corporation | Rep | Type 4 — Advising on securities | 2011-04-06 | 2012-03-29 |
| International Commerce Corporation | Rep | Type 9 — Asset management | 2011-04-06 | 2012-03-29 |
| PFC International Company Limited | Rep | Type 1 — Dealing in securities | 2010-06-03 | 2011-02-28 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-26 | 2009-03-31 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-01 | 2006-07-06 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2005-04-04 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2004-10-13 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-09-28 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2004-09-28 |