Michael John Alan Spivey

CE No. ABE509 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael John Alan Spivey, a licensed Responsible Officer with CE reference ABE509. Currently licensed at 1 firm(s): International Commerce Corporation. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
International Commerce Corporation RO Type 9 — Asset management 2008-03-19 present
International Commerce Corporation RO Type 4 — Advising on securities present present
International Commerce Corporation RO Type 9 — Asset management 2006-02-13 2006-10-13
International Commerce Corporation RO Type 6 — Advising on corporate finance present 2005-06-20

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