John Douma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Douma ( ), a licensed former licensee with CE reference AAY038. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| International Commerce Corporation | Rep | Type 4 — Advising on securities | 2009-04-28 | 2020-03-23 |
| International Commerce Corporation | Rep | Type 9 — Asset management | 2009-04-28 | 2020-03-23 |
| Chimaera Financial Group Limited | RO | Type 4 — Advising on securities | present | 2009-09-11 |
| Chimaera Financial Group Limited | RO | Type 6 — Advising on corporate finance | present | 2005-02-25 |
| Chimaera Financial Group Limited | RO | Type 9 — Asset management | present | 2009-09-11 |