Koichi Imoto
井本幸一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Koichi Imoto (井本幸一), a licensed former licensee with CE reference ANP046. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-09 | 2014-02-28 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2008-06-23 | 2014-02-28 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-06 | 2012-03-30 |
| International Commerce Corporation | Rep | Type 4 — Advising on securities | 2006-07-21 | 2007-07-24 |