Charles Frederick Dunford
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Frederick Dunford ( ), a licensed former licensee with CE reference ABW742. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| International Commerce Corporation | Rep | Type 4 — Advising on securities | 2016-08-12 | 2017-12-01 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-10 | 2008-07-21 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 9 — Asset management | 2007-01-10 | 2008-07-21 |