Alexander David James Walker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander David James Walker, a licensed Responsible Officer with CE reference ALZ865. Currently licensed at 1 firm(s): Odyssey Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Odyssey Asset Management Limited | RO | Type 4 — Advising on securities | 2017-09-08 | present |
| Odyssey Asset Management Limited | RO | Type 9 — Asset management | 2017-09-08 | present |
| Odyssey Asset Management Limited | RO | Type 1 — Dealing in securities | 2018-03-26 | 2025-10-06 |
| Major Domus Limited |
Rep | Type 4 — Advising on securities | 2016-11-10 | 2017-08-29 |
| Major Domus Limited |
Rep | Type 9 — Asset management | 2016-11-10 | 2017-08-29 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2014-10-22 | 2016-08-31 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2014-10-22 | 2016-08-31 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-20 | 2014-07-23 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 9 — Asset management | 2005-07-20 | 2014-07-23 |