Xianghua Cao
曹向華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xianghua Cao (曹向華), a licensed former licensee with CE reference AVC718. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-27 | 2012-01-23 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-30 | 2012-01-23 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-30 | 2012-01-23 |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-04 | 2011-09-16 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-04 | 2011-09-16 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-04 | 2011-09-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-03 | 2010-07-15 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-03 | 2010-07-15 |