Kenny Seng Ken Ong
王聲健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenny Seng Ken Ong (王聲健), a licensed Responsible Officer with CE reference ASP812. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-06 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-11-19 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2019-09-06 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-19 | 2017-10-02 |
| Ong Pacific Capital Limited |
Rep | Type 6 — Advising on corporate finance | 2010-10-15 | 2012-08-22 |
| Securis Capital Limited |
Rep | Type 9 — Asset management | 2009-05-04 | 2010-03-31 |