Tze Lung Au-Yong
歐陽子龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tze Lung Au-Yong (歐陽子龍), a licensed former licensee with CE reference APQ847. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-14 | 2016-08-06 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-08 | 2014-02-21 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-08 | 2014-02-21 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 — Asset management | 2010-06-08 | 2014-02-21 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-05-21 | 2010-04-30 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-18 | 2010-04-30 |