Wing Lam Au
歐泳琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Lam Au (歐泳琳), a licensed Representative with CE reference BRM200. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-04 | present |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-05 | 2023-07-17 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-05 | 2023-07-17 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-05 | 2023-07-17 |
| I Win Securities Limited 一盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-27 | 2022-08-08 |
| I Win Asset Management Limited 一盈資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-27 | 2022-08-08 |