Tsz Chiu Cham
湛子超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Chiu Cham (湛子超), a licensed former licensee with CE reference AFN614. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-01 | 2016-11-02 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-01 | 2016-11-02 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-11 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-11 | 2016-06-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-11 | 2016-06-30 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-22 | 2016-02-29 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-22 | 2016-02-29 |