Chi Tao Chan
陳志滔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Tao Chan (陳志滔), a licensed Responsible Officer with CE reference ATC468. Currently licensed at 1 firm(s): Victoria International Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victoria International Asset Management Limited |
RO | Type 4 — Advising on securities | 2022-06-01 | present |
| Victoria International Asset Management Limited |
RO | Type 9 — Asset management | 2022-06-01 | present |
| WE Securities Limited 維恩證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-29 | 2022-04-29 |
| WE Asset Management Limited 維恩資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-02-14 | 2022-04-29 |
| WE Asset Management Limited 維恩資產管理有限公司 |
RO | Type 9 — Asset management | 2020-02-14 | 2022-04-29 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-15 | 2020-01-22 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-15 | 2020-01-22 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-01 | 2017-10-22 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-01 | 2017-10-22 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-19 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-19 | 2016-06-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-19 | 2016-06-30 |
| Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-11-19 | 2017-10-22 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-27 | 2014-10-29 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-27 | 2014-10-29 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-27 | 2014-10-29 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-08-27 | 2014-10-29 |
| iBest Consultants Limited | Rep | Type 2 — Dealing in futures contracts | 2012-05-15 | 2012-07-04 |
| iBest Consultants Limited | Rep | Type 9 — Asset management | 2011-04-07 | 2012-07-04 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2010-06-02 | 2012-07-04 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2010-06-02 | 2012-07-04 |