Wai Ho (SFC:AUD980) Chan
陳緯豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ho (SFC:AUD980) Chan (陳緯豪), a licensed former licensee with CE reference AUD980. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-15 | 2024-05-23 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-02-15 | 2024-05-23 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-22 | 2024-05-23 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-11-22 | 2024-05-23 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-03 | 2023-02-15 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-10-03 | 2023-02-15 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-25 | 2022-09-21 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-25 | 2022-09-21 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-05 | 2019-09-15 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-01-05 | 2019-09-15 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-10 | 2015-12-19 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-10 | 2015-12-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-26 | 2014-01-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-26 | 2014-01-27 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-17 | 2012-04-08 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-17 | 2012-04-08 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-17 | 2012-04-08 |