Kim Wa Mok
莫劍華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Wa Mok (莫劍華), a licensed former licensee with CE reference APP437. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-03 | 2017-08-14 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-07 | 2017-08-14 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-27 | 2016-03-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-10 | 2014-07-01 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-10 | 2014-07-01 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-04-10 | 2014-07-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-17 | 2014-04-10 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-17 | 2014-04-10 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-17 | 2014-04-10 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-01 | 2013-09-02 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-09-01 | 2013-09-02 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-15 | 2013-09-02 |