Thomas Yuk Lun Kwok
郭玉麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Yuk Lun Kwok (郭玉麟), a licensed former licensee with CE reference BHZ272. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-29 | 2022-11-29 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-17 | 2018-03-01 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-17 | 2018-03-01 |