Zhiying Fang
方芝穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhiying Fang (方芝穎), a licensed Responsible Officer with CE reference AWK007. Currently licensed at 1 firm(s): EG Asset Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EG Asset Limited |
RO | Type 9 — Asset management | 2022-12-30 | present |
| EG Asset Limited |
RO | Type 1 — Dealing in securities | 2021-10-25 | present |
| EG Asset Limited |
RO | Type 4 — Advising on securities | 2021-10-25 | present |
| EG Asset Limited |
Rep | Type 1 — Dealing in securities | 2021-10-18 | 2021-10-25 |
| EG Asset Limited |
Rep | Type 4 — Advising on securities | 2021-10-18 | 2021-10-25 |
| EG Asset Limited |
Rep | Type 9 — Asset management | 2021-10-18 | 2022-12-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-02-27 | 2021-06-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-08-16 | 2021-06-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-16 | 2021-06-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-01 | 2021-06-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-30 | 2018-08-01 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-30 | 2018-08-16 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-12-09 | 2017-10-13 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-07-10 | 2017-10-13 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-29 | 2017-10-13 |