Ka Wing Lai
黎家穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wing Lai (黎家穎), a licensed former licensee with CE reference AVR831. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-28 | 2017-04-07 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-28 | 2017-04-07 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-12 | 2014-06-03 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-13 | 2015-05-13 |