Ka Sing Mak
麥嘉聲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Sing Mak (麥嘉聲), a licensed Responsible Officer with CE reference AFA762. Currently licensed at 1 firm(s): Pamirs Capital (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 34.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-10 | present |
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
RO | Type 4 — Advising on securities | 2020-09-08 | present |
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
RO | Type 9 — Asset management | 2020-09-08 | present |
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-25 | 2020-09-08 |
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
Rep | Type 9 — Asset management | 2020-08-25 | 2020-09-08 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-07 | 2020-03-06 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 4 — Advising on securities | 2020-02-07 | 2020-03-06 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 9 — Asset management | 2020-02-07 | 2020-03-06 |
| Parchment Investment Limited 帕加馬（香港）投資有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-15 | 2020-01-31 |
| Parchment Capital Limited 帕加馬（香港）資本有限公司 |
RO | Type 4 — Advising on securities | 2019-03-15 | 2020-01-31 |
| Parchment Capital Limited 帕加馬（香港）資本有限公司 |
RO | Type 9 — Asset management | 2019-03-15 | 2020-01-31 |
| Parchment Investment Limited 帕加馬（香港）投資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-06 | 2019-03-15 |
| China Transfer Capital Investment Limited 中匯資本投資有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-24 | 2018-08-31 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-28 | 2016-11-03 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-10-28 | 2016-11-03 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-02 | 2015-08-28 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-02-02 | 2015-08-28 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2014-03-10 | 2015-01-19 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2014-03-10 | 2015-01-19 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-09-18 | 2013-09-16 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-18 | 2013-09-16 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-27 | 2012-05-09 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-24 | 2012-05-09 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-12-24 | 2012-05-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-04-23 | 2008-12-05 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-12-05 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2008-12-05 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-09-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-22 |