Raymond Wai Lok Fong
方偉諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Wai Lok Fong (方偉諾), a licensed Responsible Officer with CE reference AFT306. Currently licensed at 2 firm(s): I Win Asset Management Limited, I Win Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 28.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| I Win Asset Management Limited 一盈資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-01-25 | present |
| I Win Asset Management Limited 一盈資產管理有限公司 |
RO | Type 9 — Asset management | 2021-01-25 | present |
| I Win Securities Limited 一盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-25 | present |
| I Win Securities Limited 一盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-29 | 2018-10-25 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-29 | 2018-06-15 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-04 | 2018-01-29 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-04 | 2018-06-15 |
| iTrade Securities Investment Limited 美信證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-28 | 2017-04-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-07-25 | 2016-12-10 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-03-19 | 2016-12-10 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2012-01-11 | 2016-12-10 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-01-11 | 2016-12-10 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-30 | 2011-12-30 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-03-30 | 2011-12-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-13 | 2009-03-26 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-13 | 2009-03-26 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-03 | 2005-06-01 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-05-03 | 2005-06-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-01-29 | 2005-04-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-04-19 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-04-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-14 |