Kim Fai Tam
談儉輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Fai Tam (談儉輝), a licensed Responsible Officer with CE reference ACU401. Currently licensed at 1 firm(s): Mont Avenir Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 32.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mont Avenir Capital Limited 未來金融有限公司 |
RO | Type 4 — Advising on securities | 2026-01-20 | present |
| Mont Avenir Capital Limited 未來金融有限公司 |
RO | Type 9 — Asset management | 2026-01-20 | present |
| Mont Avenir Capital Limited 未來金融有限公司 |
RO | Type 1 — Dealing in securities | 2025-03-18 | present |
| Mont Avenir Capital Limited 未來金融有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-14 | 2025-03-18 |
| Portwell Securities Limited 港達證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-06 | 2025-02-09 |
| Portwell Securities Limited 港達證券有限公司 |
RO | Type 4 — Advising on securities | 2024-12-06 | 2025-02-09 |
| Portwell Securities Limited 港達證券有限公司 |
RO | Type 9 — Asset management | 2024-12-06 | 2025-02-09 |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-11-28 | 2024-08-16 |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 4 — Advising on securities | 2019-11-28 | 2024-08-16 |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-11-28 | 2024-08-16 |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 9 — Asset management | 2019-11-28 | 2024-08-16 |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-02 | 2024-08-16 |
| Hope Securities Limited 希望證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-06 | 2019-07-02 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-17 | 2019-05-03 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-01-17 | 2019-05-03 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-17 | 2019-05-03 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-17 | 2019-05-03 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-16 | 2019-01-17 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-01-16 | 2019-01-17 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-16 | 2019-01-17 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-16 | 2019-01-17 |
| Formax Asset Management Limited 福億資產管理有限公司 |
RO | Type 9 — Asset management | 2017-11-08 | 2019-01-15 |
| Formax Securities Limited 福億證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-10 | 2019-01-15 |
| Formax Securities Limited 福億證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-12-10 | 2019-01-15 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-26 | 2015-12-10 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-26 | 2015-12-10 |
| Formax Asset Management Limited 福億資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-10-26 | 2017-11-08 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-04-24 | 2015-10-10 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-11-27 | 2015-10-10 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-11-25 | 2015-10-10 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-30 | 2015-10-10 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-15 |