Wai Leung (SFC:ANX192) Chu
朱偉良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Leung (SFC:ANX192) Chu (朱偉良), a licensed former licensee with CE reference ANX192. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 9 — Asset management | 2019-03-01 | 2025-02-28 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-10-06 | 2025-02-28 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-13 | 2025-02-28 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-12-13 | 2025-02-28 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-01-21 | 2017-04-26 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-01-21 | 2017-04-26 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-20 | 2014-09-20 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-09 | 2016-12-13 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-09 | 2016-12-13 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-27 | 2010-09-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-18 | 2010-06-18 |