Alan Ho Wai Chung
鍾浩為
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Ho Wai Chung (鍾浩為), a licensed Responsible Officer with CE reference ARE721. Currently licensed at 1 firm(s): CIS Securities Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-14 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-12-14 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-12-14 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 9 — Asset management | 2018-09-06 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-12-13 | 2018-12-14 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-13 | 2018-12-14 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-07 | 2018-12-14 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-04-07 | 2018-09-06 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-22 | 2014-10-15 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-22 | 2014-10-15 |
| KOG Forex Limited 國之匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-02-06 | 2014-11-30 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
Rep | Type 9 — Asset management | 2012-05-18 | 2014-11-30 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-03 | 2009-02-13 |