Yanni Hou
侯燕妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanni Hou (侯燕妮), a licensed former licensee with CE reference BKD164. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SR Wealth Securities Limited 中富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-27 | 2019-10-25 |
| SR Wealth Securities Limited 中富證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-27 | 2019-10-25 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-18 | 2019-05-08 |