SR Wealth Securities Limited
中富證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SR Wealth Securities Limited (中富證券有限公司), a Hong Kong-based licensed corporation with CE reference BHF761. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 7 (total recorded over time: 20). Earliest licence on file: 2016-08-25.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Flat/Rm 1305, 13/F, West Tower, Shun Tak Centre, 168-200 Connaught Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-08-25 | present |
| Type 2 — Dealing in futures contracts | 2021-11-18 | present |
| Type 4 — Advising on securities | 2019-04-17 | present |
| Type 9 — Asset management | 2022-05-20 | present |
Licensed staff (all-time) (20)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jinge Cai 蔡金戈 | RO 1, 4 Rep 1, 2, 4, 9 | 2016-11 | Present |
| Yun Tim Cheung 張潤添 | RO 1, 4 Rep 1 | 2019-05 | 2019-09 |
| Cheung Kui Hui 許祥駒 | RO 1, 2, 4, 9 Rep 1, 4 | 2019-12 | 2024-02 |
| Cho Yan Hung 洪祖恩 | RO 1 | 2016-08 | 2019-01 |
| Ting Yu Lam 林鼎宇 | RO 1, 4 | 2019-01 | 2019-05 |
| Tak Wing Lung 龍德榮 | RO 1, 4 | 2018-11 | 2020-01 |
| Shuk Han Mou 繆淑嫻 | RO 1 | 2016-08 | 2018-11 |
| Chi Wai Poon 潘智威 | RO 1, 2, 4, 9 Rep 1, 2, 4, 9 | 2024-03 | Present |
| Howard Lok Him Wong 王諾謙 | RO 1, 2, 4, 9 Rep 1, 4 | 2019-11 | Present |
| Tsz Yeung Cai 蔡梓洋 | Rep 1 | 2019-02 | 2019-03 |
| Ting Ting Anffany Chan 陳婷婷 | Rep 1, 4 | 2017-10 | Present |
| Yanni Hou 侯燕妮 | Rep 1, 4 | 2019-05 | 2019-10 |
| Qin Tang 湯勤 | Rep 1, 4 | 2021-06 | 2021-09 |
| Chung Wo Tsoi 蔡宗和 | Rep 1 | 2019-01 | 2019-03 |
| Tsz Wai (SFC:BVQ208) Wong 黃梓維 | Rep 1, 2, 4, 9 | 2024-11 | Present |
| Chung Wai Yam 任仲為 | Rep 1 | 2017-09 | 2018-02 |
| Xiaojun Ye 叶校均 | Rep 1, 4 | 2017-10 | 2020-07 |
| Linhong Yue 岳林泓 | Rep 1, 2, 4, 9 | 2026-02 | Present |
| Yanling Zeng 曾燕玲 | Rep 1, 4 | 2019-12 | 2020-12 |
| Ziqi (SFC:BXH659) Zhang 張子祺 | Rep 1, 2, 4, 9 | 2026-02 | Present |
Showing 1–20 of 20
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