Jinge Cai

蔡金戈
CE No. BIK509 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jinge Cai (蔡金戈), a licensed Responsible Officer with CE reference BIK509. Currently licensed at 1 firm(s): SR Wealth Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
SR Wealth Securities Limited
中富證券有限公司
Rep Type 9 — Asset management 2022-08-11 present
SR Wealth Securities Limited
中富證券有限公司
RO Type 1 — Dealing in securities 2022-02-11 present
SR Wealth Securities Limited
中富證券有限公司
RO Type 4 — Advising on securities 2022-02-11 present
SR Wealth Securities Limited
中富證券有限公司
Rep Type 2 — Dealing in futures contracts 2022-01-28 present
SR Wealth Securities Limited
中富證券有限公司
Rep Type 1 — Dealing in securities 2019-07-10 2022-02-11
SR Wealth Securities Limited
中富證券有限公司
Rep Type 4 — Advising on securities 2019-07-10 2022-02-11
SR Wealth Securities Limited
中富證券有限公司
Rep Type 1 — Dealing in securities 2016-11-18 2017-08-04

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