Cho Yan Hung
洪祖恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cho Yan Hung (洪祖恩), a licensed Responsible Officer with CE reference ALF771. Currently licensed at 1 firm(s): One Elysium Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| One Elysium Asset Management Limited 翌晟資産管理有限公司 |
RO | Type 4 — Advising on securities | 2025-07-28 | present |
| One Elysium Asset Management Limited 翌晟資産管理有限公司 |
RO | Type 9 — Asset management | 2025-07-28 | present |
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-30 | 2020-09-30 |
| SR Wealth Securities Limited 中富證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-25 | 2019-01-02 |
| Aristo Securities Limited 雅利多證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-03 | 2016-06-01 |
| China Finance Holdings Limited 中港金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-17 | 2014-10-31 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-17 | 2014-10-31 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-07-17 | 2014-10-31 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-19 | 2014-06-30 |
| Well Link Securities Limited 立橋證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-01-11 | 2012-03-02 |
| Well Link Securities Limited 立橋證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-07-06 | 2012-03-02 |
| Well Link Securities Limited 立橋證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-13 | 2012-01-11 |
| Well Link Securities Limited 立橋證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-13 | 2011-07-06 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-18 | 2011-03-25 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-18 | 2011-03-25 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-18 | 2008-03-01 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-18 | 2008-03-01 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-10 | 2006-09-28 |