Yuen Yi Fan
范婉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Yi Fan (范婉儀), a licensed former licensee with CE reference AEN524. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Global Asset Management Limited | RO | Type 1 — Dealing in securities | 2022-09-21 | 2026-03-27 |
| Wells Global Asset Management Limited | RO | Type 4 — Advising on securities | 2022-09-21 | 2026-03-27 |
| Wells Global Asset Management Limited | RO | Type 9 — Asset management | 2022-09-21 | 2026-03-27 |
| iTrade Securities Investment Limited 美信證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-10 | 2020-12-23 |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-30 | 2020-09-30 |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-04 | 2020-09-30 |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-04 | 2019-05-30 |
| Corres International HK Co., Limited 牛交所香港有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-07 | 2019-03-20 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-12 | 2014-06-03 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-27 | 2018-06-10 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-10-14 | 2010-06-15 |