Wells Global Asset Management Limited

CE No. BSI009 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wells Global Asset Management Limited, a Hong Kong-based licensed corporation with CE reference BSI009. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 12). Earliest licence on file: 2022-09-21.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

Unit 2001, 20/F, Tower 1, Lippo Centre, 89 Queensway, Admiralty

Licence history

Activity	From	To
Type 1 — Dealing in securities	2022-09-21	present
Type 4 — Advising on securities	2022-09-21	present
Type 9 — Asset management	2022-09-21	present

Licensed staff (all-time) (12)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Yuen Yi Fan 范婉儀	RO 1, 4, 9	2022-09	2026-03
Kenichi Hasegawa 長谷川建一	RO 1, 4, 9	2022-09	Present
Cheuk Fai Li 李卓輝	RO 1, 4, 9 Rep 4, 9	2023-03	2024-10
Kota Tamura 田村孝太	RO 1, 4, 9 Rep 1, 4, 9	2023-06	Present
Sum Ho Yeung 楊森豪	RO 1, 4, 9	2022-09	2023-04
Yue Ching Chan 陳裕晴	Rep 1, 4	2022-12	2023-04
Pui Shan (SFC:BPY752) Lau 劉珮珊	Rep 1	2022-10	2026-03
Chi Ho (SFC:BRP129) Mok	Rep 1, 4, 9	2024-10	2025-02
Yu Morikuni 森國優	Rep 1, 4, 9	2024-09	2025-09
Yuya Suzuki 鈴木侑也	Rep 1, 4, 9	2022-10	2024-11
Joseph Wai Ho Tam 譚偉豪	Rep 1, 4, 9	2024-04	2025-08
Wo Ping Yan 殷和平	Rep 1, 4, 9	2022-11	2023-04