Kota Tamura
田村孝太
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kota Tamura (田村孝太), a licensed Responsible Officer with CE reference BTT250. Currently licensed at 1 firm(s): Wells Global Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Global Asset Management Limited | RO | Type 1 — Dealing in securities | 2023-10-13 | present |
| Wells Global Asset Management Limited | RO | Type 4 — Advising on securities | 2023-10-13 | present |
| Wells Global Asset Management Limited | RO | Type 9 — Asset management | 2023-10-13 | present |
| Wells Global Asset Management Limited | Rep | Type 1 — Dealing in securities | 2023-06-01 | 2023-10-13 |
| Wells Global Asset Management Limited | Rep | Type 4 — Advising on securities | 2023-06-01 | 2023-10-13 |
| Wells Global Asset Management Limited | Rep | Type 9 — Asset management | 2023-06-01 | 2023-10-13 |