Chi Ho (SFC:BRP129) Mok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ho (SFC:BRP129) Mok ( ), a licensed former licensee with CE reference BRP129. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Global Asset Management Limited | Rep | Type 1 — Dealing in securities | 2024-10-29 | 2025-02-28 |
| Wells Global Asset Management Limited | Rep | Type 4 — Advising on securities | 2024-10-29 | 2025-02-28 |
| Wells Global Asset Management Limited | Rep | Type 9 — Asset management | 2024-10-29 | 2025-02-28 |
| RKD Capital Limited |
Rep | Type 4 — Advising on securities | 2021-11-10 | 2022-10-24 |
| RKD Capital Limited |
Rep | Type 9 — Asset management | 2021-11-10 | 2022-10-24 |