RKD Capital Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RKD Capital Limited ( ), a Hong Kong-based licensed corporation with CE reference BOR619. Current licensed staff on file: 0 (total recorded over time: 8). Earliest licence on file: 2020-02-17.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2023-01-10 | 2025-02-04 |
| Type 4 — Advising on securities | 2020-10-09 | 2025-02-04 |
| Type 9 — Asset management | 2020-02-17 | 2025-02-04 |
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Benson Lin-Fong Chan 陳凌峰 | RO 1, 4, 9 | 2021-05 | 2024-08 |
| Vivian Rivera Chan | RO 1, 4, 9 | 2022-05 | 2024-08 |
| Wan Hei Pierre Chan 陳贇熙 | RO 4, 9 | 2020-02 | 2021-03 |
| Houston Lam 藍浩彥 | RO 4, 9 | 2020-02 | 2021-01 |
| Philip King Lun Mok 莫京燐 | RO 4, 9 Rep 9 | 2020-07 | 2022-06 |
| Cheuk Wang James Chau | Rep 1, 4, 9 | 2023-08 | 2024-08 |
| Hong Nam Lee 李康男 | Rep 4, 9 | 2020-06 | 2023-08 |
| Chi Ho (SFC:BRP129) Mok | Rep 4, 9 | 2021-11 | 2022-10 |
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