Philip King Lun Mok
莫京燐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip King Lun Mok (莫京燐), a licensed former licensee with CE reference AWF599. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RKD Capital Limited |
RO | Type 4 — Advising on securities | 2021-02-24 | 2022-06-11 |
| RKD Capital Limited |
RO | Type 9 — Asset management | 2021-02-24 | 2022-06-11 |
| RKD Capital Limited |
Rep | Type 9 — Asset management | 2020-07-06 | 2021-02-24 |
| Asia Wealth Securities Limited 亞洲創富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-13 | 2017-10-27 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-24 | 2017-04-30 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-24 | 2017-04-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-08 | 2015-09-28 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-09 | 2014-09-26 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-10 | 2014-04-03 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-08 | 2012-12-30 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-08 | 2012-12-30 |