Vivian Rivera Chan

CE No. BNU407 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Rivera Chan (), a licensed former licensee with CE reference BNU407. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
RKD Capital Limited
RO Type 1 — Dealing in securities 2023-01-10 2024-08-23
RKD Capital Limited
RO Type 4 — Advising on securities 2022-05-20 2024-08-23
RKD Capital Limited
RO Type 9 — Asset management 2022-05-20 2024-08-23
Emmanuel Investments Managers Company Limited
萬誠投資管理有限公司
RO Type 4 — Advising on securities 2019-01-28 2021-06-24
Emmanuel Investments Managers Company Limited
萬誠投資管理有限公司
RO Type 9 — Asset management 2019-01-28 2021-06-24

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