Houston Lam

藍浩彥
CE No. AWT986 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Houston Lam (藍浩彥), a licensed former licensee with CE reference AWT986. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
Fore Elite Capital Management Limited
前沿有理資本管理有限公司
Rep Type 4 — Advising on securities 2024-09-27 2024-09-30
Fore Elite Capital Management Limited
前沿有理資本管理有限公司
Rep Type 9 — Asset management 2024-09-27 2024-09-30
Gateway Private Markets (HK) Limited
RO Type 1 — Dealing in securities 2021-04-09 2023-12-22
Gateway Private Markets (HK) Limited
RO Type 9 — Asset management 2021-04-09 2023-12-22
Gateway Private Markets (HK) Limited
Rep Type 9 — Asset management 2021-03-31 2021-04-09
RKD Capital Limited
RO Type 4 — Advising on securities 2020-10-09 2021-01-15
RKD Capital Limited
RO Type 9 — Asset management 2020-02-17 2021-01-15
Avantua Capital Management Limited
璟裕資本管理有限公司
RO Type 4 — Advising on securities 2016-12-08 2020-02-09
Avantua Capital Management Limited
璟裕資本管理有限公司
RO Type 9 — Asset management 2016-12-08 2020-02-09
Avantua Capital Management Limited
璟裕資本管理有限公司
Rep Type 4 — Advising on securities 2016-04-25 2016-12-08
Avantua Capital Management Limited
璟裕資本管理有限公司
Rep Type 9 — Asset management 2016-04-25 2016-12-08
Avantua Capital Management Limited
璟裕資本管理有限公司
Rep Type 4 — Advising on securities 2013-06-21 2013-10-02
Avantua Capital Management Limited
璟裕資本管理有限公司
Rep Type 9 — Asset management 2013-06-21 2013-10-02
National Asset Management Limited
國民資產管理有限公司
Rep Type 9 — Asset management 2011-03-08 2012-07-31

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