Kar Kin Dou
屠嘉鍵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kar Kin Dou (屠嘉鍵), a licensed Representative with CE reference AML176. Currently licensed at 1 firm(s): WRise Prestige Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-04 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-05 | 2014-06-03 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-14 | 2024-10-16 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-20 | 2010-06-14 |